Carrie Schneidman is a Supervisory Principal. She is responsible for supervising registered representatives and conducting supervisory review of private offerings, advertising and sales materials, and other compliance filings.
Mrs. Schneidman brings over 15 years of financial industry experience overseeing surveillance, managing teams and developing infrastructure for brokerage firms in New York and Florida.
Mrs. Schneidman holds FINRA series 7, 24, 63, and 9/10 registrations.
She is an avid fitness enthusiast, accomplished equestrian and mother of two.