Carrie Schneidman is a Supervisory Principal. She is responsible for supervising registered representatives and conducting supervisory review of private offerings, advertising and sales materials, and other compliance filings.

Mrs. Schneidman brings over 15 years of financial industry experience overseeing surveillance, managing teams and developing infrastructure for brokerage firms in New York and Florida.
Mrs. Schneidman holds FINRA series 7, 24, 63, and 9/10 registrations.

She is an avid fitness enthusiast, accomplished equestrian and mother of two.

Growth Capital Services
(member FINRA, SIPC)

Check us out on BrokerCheck

What We Value

  • Entrepreneurs who maintain their own office and brand identity, source, and execute their own deals
  • Collaboration with others on our platform to expand distribution efforts as appropriate
  • Long term relationships - win-win partnerships that keep our best producers loyal to our platform
  • Culture of professional cooperation with a focus on investor protection

How We Work

  • Platform built by practitioners for practitioners
  • Independent contractor model allows latitude regarding investment mandates
  • Proprietary software supports many private placement deal types
  • Accessible and experienced Compliance team equipped to supervise most private investments
  • Chaperone service enables foreign placement agents to show mandates to U.S. institutional investors

What We've Done

  • Over $2 billion in U.S. dollar transaction value
  • Over $500 million equivalent in foreign currency transaction value
  • Over 2,000 transactions
  • Over $50 million commissions generated by reps
  • Over 1,000 investors served​

Who We Are

  • Providing consistent service since 2003
  • Supervised thousands of successful private placements in a large variety of industry sectors
  • Specializing in capital raises, M&A opportunities, and secondary sales of private stock
  • Registered in all 52 U.S. states and territories
  • Headquartered in San Francisco, with registered representatives located throughout the U.S.