Growth Capital Services | Registered Private Placement and M&A Securities Firm
Cedric Levye | Supervisory Principal | Growth Capital Services

Cedric Levye

Cedric Levye is a Supervisory Principal.  He is responsible for supervising registered representatives and conducting supervisory review of private offerings, advertising and sales materials, and other compliance filings.

Mr. Levye brings over 10 years of industry experience. Previously he held multiple compliance roles with some of the largest broker-dealers and insurance carriers in the country, notably LPL Financial and Jackson National Life. Most recently, Mr. Levye helped pioneer the Compliance program of an SEC Registered Investment Advisor start up and continuously looks for opportunities to dive into endeavors within the Fintech space.

Mr. Levye earned a B.S. from San Diego State University and holds FINRA 7, 63, and 24 registrations.

Mr. Levye is an avid traveler and bona fide sports fan. His favorite hobby, however, is being a father to his two children and spending time with his family.

What We Value

  • Entrepreneurs who maintain their own office and brand identity, source, and execute their own deals
  • Collaboration with others on our platform to expand distribution efforts as appropriate
  • Long term relationships - win-win partnerships that keep our best producers loyal to our platform
  • Culture of professional cooperation with a focus on investor protection

How We Work

  • Platform built by practitioners for practitioners
  • Independent contractor model allows latitude regarding investment mandates
  • Proprietary software supports many private placement deal types
  • Accessible and experienced Compliance team equipped to supervise most private investments
  • Chaperone service enables foreign placement agents to show mandates to U.S. institutional investors

What We've Done

  • Over $2 billion in U.S. dollar transaction value
  • Over $500 million equivalent in foreign currency transaction value
  • Over 2,000 transactions
  • Over $50 million commissions generated by reps
  • Over 1,000 investors served​

Who We Are

  • Providing consistent service since 2003
  • Supervised thousands of successful private placements in a large variety of industry sectors
  • Specializing in capital raises, M&A opportunities, and secondary sales of private stock
  • Registered in all 50 states and 2 U.S. territories
  • Headquartered in San Francisco, with registered representatives located throughout the U.S.