Cedric Levye is a Supervisory Principal. He is responsible for supervising registered representatives and conducting supervisory review of private offerings, advertising and sales materials, and other compliance filings.
Mr. Levye brings over 10 years of industry experience. Previously he held multiple compliance roles with some of the largest broker-dealers and insurance carriers in the country, notably LPL Financial and Jackson National Life. Most recently, Mr. Levye helped pioneer the Compliance program of an SEC Registered Investment Advisor start up and continuously looks for opportunities to dive into endeavors within the Fintech space.
Mr. Levye earned a B.S. from San Diego State University and holds FINRA 7, 63, and 24 registrations.
Mr. Levye is an avid traveler and bona fide sports fan. His favorite hobby, however, is being a father to his two children and spending time with his family.