Your Transactions. Our Back Office.

Growth Capital Services is a FINRA-registered broker dealer that specializes in privately held securities. We are dedicated to providing outstanding service to our investors, our issuers, and our registered representatives. Our proprietary technology platform has been custom-built to serve independent investment professionals, lighting a comprehensive path to FINRA registration, supervision and compliance services.

  • Registered with FINRA since 2003
  • Over 1000 transactions
  • Specialists in capital raise, M&A, secondaries, 15a-6 chaperone arrangements
  • Registered in all 50 states
  • Headquartered in San Francisco, supporting registered representatives throughout the U.S. and in the U.K.

Become a Registered Representative

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We Sponsor Series 7, 24, 63, 66, 79 and 82 Exams

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Chaperone Services for non-US Agents

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What We Value

  • Entrepreneurs who maintain their own office and brand identity, source, and execute their own deals
  • Collaboration with others on our platform to expand distribution efforts as appropriate
  • Long term relationships - win-win partnerships that keep our best producers loyal to our platform
  • Culture of professional cooperation with a focus on investor protection

How We Work

  • Platform built by practitioners for practitioners
  • Independent contractor model allows latitude regarding investment mandates
  • Proprietary software supports many private placement deal types
  • Accessible and experienced Compliance team equipped to supervise most private investments
  • Chaperone service enables foreign placement agents to show mandates to U.S. institutional investors

What We've Done

  • Over $2 billion in U.S. dollar transaction value
  • Over $500 million equivalent in foreign currency transaction value
  • Over 2,000 transactions
  • Over $50 million commissions generated by reps
  • Over 1,000 investors served​

Who We Are

  • Providing consistent service since 2003
  • Supervised thousands of successful private placements in a large variety of industry sectors
  • Specializing in capital raises, M&A opportunities, and secondary sales of private stock
  • Registered in all 52 U.S. states and territories
  • Headquartered in San Francisco, with registered representatives located throughout the U.S.