Amar Deva is a Supervisory Principal. He is responsible for the supervisory review of private offerings, advertising, and sales material. Mr. Deva also conducts compliance functions such as regulatory filings and special projects as part of the GCS compliance team.
Mr. Deva has extensive experience working as a licensed regulatory consultant for broker-dealers and investment advisers. Mr. Deva has been a chief compliance officer, compliance director, supervising principal, and AML officer for large and small firms, including Morgan Stanley Dean Witter, TD Waterhouse, Prudential Securities, Union Planters Bank Securities (PFIC), Mutual Securities and AFA Financial.
Mr. Deva holds FINRA Series 7, 24 and 63 registrations. On his days off, Mr. Deva enjoys hiking and scuba diving.