Your Transactions. Our Back Office.
Growth Capital Services is a FINRA-registered broker dealer that specializes in privately held securities. We are dedicated to providing outstanding service to our investors, our issuers, and our registered representatives. Our proprietary technology platform has been custom-built to serve independent investment professionals, lighting a comprehensive path to FINRA registration, supervision and compliance services.
- Registered with FINRA since 2003
- Over 1000 transactions
- Specialists in capital raise, M&A, secondaries, 15a-6 chaperone arrangements
- Registered in all 50 states
- Headquartered in San Francisco, supporting registered representatives throughout the U.S. and in the U.K.
When it comes to broker-dealer platforms for independent dealmakers in the private capital markets, GCS leads by a mile. I’ve taken a close look at all of the major options, and no one else is even in the same zip code, let alone ballpark.
I work on a lot of complex, structured transactions. GCS’s level of knowledge and superior response times makes working as a rep easy. I have never been delayed by an inquiry to the compliance team or given unclear direction on submissions.
I would like to state that in my 33 years as a licensed rep, and having used several different platforms, GCS offers the best platform for their lines of business. Also, the staff is professional, responsive, and efficient. I wish Brian Dunn and his team continued growth and success.