Dennis AzaryChief Compliance Officer
Dennis Azary is the Chief Compliance Officer and Financial Operations Principal of Growth Capital Services.
He is responsible for management and oversight of the firm’s regulatory affairs and its compliance program, as well as for financial reporting.
A securities industry veteran with over 23 years of experience, Mr. Azary has been associated with numerous broker dealers and investment advisory firms.
He served as Chief Compliance Officer for W.R. Hambrecht + Co and Hambrecht Asset Management, and as Financial Operations Principal for Silicon Valley Bank Securities.
From 2000 through 2004, Mr. Azary worked on the regulatory side of the industry, as Senior Compliance Examiner for FINRA’s San Francisco District office.
Mr. Azary earned an BA in Economics from the University of Connecticut. He holds FINRA Series 7, 24, 27, 53, 63, 65, 79 and 99 registrations.
Dennis is fascinated by ancient culture and art history. He is a music fanatic, and has a unique collection of stringed instruments.